Commodity Futures Modernization Act

Results: 717



#Item
471United States securities law / Self-regulatory organizations / Financial Industry Regulatory Authority / Broker-dealer / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Securities Exchange Act / U.S. Securities and Exchange Commission / Thinkorswim / Financial economics / Financial system / Finance

Notice of Filing of Proposed Rule Change as modified by Amendment No. 2 to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions

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Source URL: www.sec.gov

Language: English - Date: 2009-12-02 16:00:08
472Financial system / United States federal banking legislation / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Futures exchange / Securities Exchange Act / Commodity Futures Modernization Act / Financial regulation / Financial economics / Options Clearing Corporation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2011-09-14 14:17:14
473Finance / Credit default swap / Clearing house / Securities Exchange Act / U.S. Securities and Exchange Commission / Futures contract / Commodity Futures Modernization Act / Financial economics / Financial system / Commodity Futures Trading Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICEEU[removed]May 7, 2012 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Propos

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Source URL: www.sec.gov

Language: English - Date: 2012-05-08 07:58:46
474Commodity Futures Trading Commission / Investment / Finance / New York Stock Exchange / Order / Market depth / Commodity Futures Modernization Act / Local trader / Stock market / Financial markets / Financial economics

Comments on File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2009-10-08 14:59:53
475Self-regulatory organizations / Futures contract / Credit default swap / Commodity Futures Trading Commission / Clearing house / Derivative / Chicago Mercantile Exchange / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]November 9, 2012 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approva

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Source URL: www.sec.gov

Language: English - Date: 2012-11-12 09:49:16
476Commodity Futures Trading Commission / Collateral management / Derivative / Commodity broker / Commodity Futures Modernization Act / Financial economics / Finance / Futures contract

Microsoft Word - Collateral Segregation ANOPR Comments_Final.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-02-10 16:09:34
477Late-2000s financial crisis / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Derivative / Commodity Exchange Act / Hedge / Commodity Futures Modernization Act / Sean O. Cota / Financial economics / Finance / Financial system

Comment Letter on File No. S7-16-10

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Source URL: www.sec.gov

Language: English - Date: 2010-09-27 12:57:29
478Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Security / Financial economics / Government / Commodity Futures Modernization Act / Financial regulation / Late-2000s financial crisis / Commodity Futures Trading Commission

Comment Letter on File No. S7-39-10

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Source URL: www.sec.gov

Language: English - Date: 2011-02-28 14:56:59
479Chicago Mercantile Exchange / Financial markets / Commodity Futures Trading Commission / Futures contract / Derivative / Commodity Exchange Act / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]October 21, 2013 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propose

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Source URL: www.sec.gov

Language: English - Date: 2013-10-21 16:53:14
480Self-regulatory organizations / Chicago Mercantile Exchange / Clearing house / Futures contract / Commodity Futures Trading Commission / Derivative / Over-the-counter / Commodity Futures Modernization Act / Financial economics / Investment / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]December 30, 2013 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propos

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Source URL: www.sec.gov

Language: English - Date: 2013-12-31 08:56:11
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